Found 258,735 Compliance Officer resume examples
Work Experience:
- Division Compliance Officer, Legal and Compliance Division, 2009 - Current
- Vice President, Legal and Compliance Division, 2002 - 2009
- Vice President, 1987 - 2002
Education:
- Bachelor of Arts in Political Sociology, University of California, Los Angeles, CA
- Certificate in Corporations/Litigation, University of California, Los Angeles, CA
Work Experience:
- OSH Compliance Officer I, Dept. of Workplace Standards, Apr 2012 - Current
- Main Operator, NextLife, INC, Frankfort, KY, Feb 2012 - Mar 2012
- Supervisor, St. Catharine College, Springfield, KY, Aug 2011 - Dec 2011
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Education:
- Minor in Computer Information Systems, St. Catharine College, Springfield, KY
- Bachelor of Arts in Business Management and Supervision, St. Catharine College, Saint Catharine, KY
Work Experience:
- AVP, Compliance Officer, CITIBANK, 2005 - Current
- AVP, CITIBANK, Rutherford, NJ, 2000 - Current
- Quality Assurance - Technical Analyst, CITIBANK, 2000 - 2005
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Education:
- BS in Engineering, University of Belgrade, Belgrade
- DF in IBM Communication Course, New York University, New York, NY
Work Experience:
- Code Compliance Officer, City of Bellaire, Bellaire, TX, Apr 2006 - Current
- Day School Director, St Philip's United Methodist Church, Houston, TX, Dec 1995 - Apr 2006
- Sun Division Processing Manager, Washington Inventory Service, Houston, TX, 1986 - 1990
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Work Experience:
- BSA Compliance Officer, The Bank of Georgia, Peachtree City, GA, 2004 - 2012
- Senior Bookkeeper, Peachtree National Bank, Peachtree City, GA, 2002 - 2004
- Purchasing Manager, Classic Gourmet Inc, Atlanta, GA, 1997 - 2002
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Work Experience:
- Senior Compliance Officer, MD Department of Transportation, State Highway Administration's (SHA) Office of Equal Opportunity, Baltimore, MD, 2007 - Current
- Compliance Officer, MD Department of Transportation’s State Highway Administration (SHA) Office of Equal Opportunity , Baltimore, MD, Jan 2006 - Jan 2007
- Communications Specialist (Permanent Employee), MD Department of Transportation’s State Highway Administration (SHA) Office of Communications (Public Relations) , Baltimore, MD, Jan 2005 - Jan 2006
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Education:
- M.A. in Human Resource Management, College of Notre Dame of Maryland, Baltimore, MD
- B.S. in Business Management, University of Baltimore, Baltimore, MD
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Work Experience:
- Research Coordinator, Lauder Institute, the Wharton School of the University of Pennsylvania, 2011 - Current
- Acting Chief Compliance Officer, Head of Internal Legal Support Unit - 2008-2010, "Converse Bank" Closed Joint-Stock Company, 2008 - 2010
- Senior Legal Advisor, "ProCredit Bank" Closed Joint-Stock Company, 2007 - 2008
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Education:
- LL.M. in Corporate Law, Securities Regulation, Banking Law, University of Pennsylvania Law School, Philadelphia, PA
- Ph.D. in Civil Procedural Law & Environmental Law, Yerevan State University, Yerevan
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Work Experience:
- Investment Advisory Compliance Officer, ProEquities, Inc, Jan 2010 - Mar 2012
- Compliance Surveillance Officer, ProEquities, Inc, May 2006 - Jan 2010
- Compliance Analyst/Special Projects/Compliance Officer, ProEquities, Inc, Jun 2005 - May 2006
- ...
Education:
- Bachelor of Arts in History / Double, University of Alabama, Birmingham, AL
Work Experience:
- Compliance Officer/Operations Manager, THE MONEY SOURCE INC, 2010 - Current
- Executive Vice President, IDEAL MORTGAGE BANKERS, Melville, NY, 2007 - 2009
- Executive Vice President/Chief Operating Officer, OLD MERCHANTS MORTGAGE BANKERS, Lake Success, NY, 2003 - 2007
- ...
Education:
- AS Business Management Administration, Bryant & Stratton College, Buffalo, NY
Work Experience:
- Tax Compliance Officer, Internal Revenue Service, El Segundo, CA, Sep 2010 - Current
- Business Taxes Representative, California State Board of Equalization, Culver City, CA, Jun 2010 - Sep 2010
- Accountant, El Camino Federal Credit Union, Montebello, CA, Mar 2010 - Jun 2010
- ...
Education:
- Certificate in Accounting, UCLA
- Master of Business Administration in Finance, University of La Verne
- ...
Work Experience:
- AVP, Senior Compliance Officer, JP Morgan Chase, Sep 2012 - Current
- Quality Assurance - Anti-Money Laundering Compliance Analyst, The Bank of New York Mellon, New York, NY, Jan 2008 - Sep 2012
- Senior Compliance Analyst, MacKay Shields LLC, New York, NY, May 2005 - Jun 2007
- ...
Education:
- LL.M in Banking & Finance, Fordham University School of Law, New York, NY
- Law, London Guildhall University, London
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