Found 258,733 Compliance Officer resume examples
Work Experience:
- Realtor, Crye-Leike Realtors, North Little Rock, AR, Aug 2006 - Aug 2012
- Compliance Officer/Trainer , Student Loan Guarantee Foundation of Arkansas, Little Rock, AR, Dec 2002 - Aug 2012
- Audit Analyst, Nuvell Financial Services, Aug 2001 - Nov 2002
- ...
Education:
- Bachelor of Arts in Arts/Communication, Henderson State University, Arkadelphia, AR
Work Experience:
- Chief Compliance Officer, Advanced Equities Late Stage Opportunities Fund I LLC, Chicago, IL, Nov 2010 - Current
- Financial and Operational Principal, Advanced Equities Inc, Chicago, IL, Jul 2010 - Nov 2012
- Chief Compliance Officer, Advanced Equities Inc, Chicago, IL, Feb 2010 - Nov 2012
- ...
Education:
- MBA in Finance, Canisius College, Buffalo, NY
- BS in Finance, Canisius College, Buffalo, NY
Work Experience:
- CMS Compliance Officer, Kidney Center, Inc, Simi Valley, CA, Jan 2011 - Current
- Contracts Coordinator, Kidney Center, Inc, Simi Valley, CA, Mar 2009 - Jan 2011
Education:
- Bachelors of Science in Business Management, California State University
- Masters of Art in Psychology, California State University
Work Experience:
- Office Manager/Compliance Officer, Consultation and Counseling Associates Inc, Dec 2010 - Dec 2011
- Jr. Buyer, Venetian/Palazzo Resort Hotel and Casino, Sep 2008 - Jun 2009
- Volunteer, El Jen Convalescent and retirement home, Jul 2008 - Sep 2008
- ...
Education:
- Double BA in Psychology,Spanish, University of New Mexico, Albuquerque, NM
- High School Diploma, Robertson High School, Las Vegas, NM
Work Experience:
- Senior Compliance Officer, Shingle Springs Tribal Gaming Commission, Shingle Springs, CA, Apr 2008 - Jul 2012
- Surveillance Supervisor, Rolling Hills Casino, Corning, CA, Jul 2002 - Apr 2008
- Substitute Teacher, Chico Unified School District, Chico, CA, Sep 1997 - Jul 2002
Education:
- California Single Subject Secondary Teaching Credential
- B.A. in History, California State University
Work Experience:
- Chief Compliance Officer, Forex Capital Trading Pty Ltd ("ForexCT") , Melbourne, 2007 - Current
- Business Administrator, Oz Fuel Pty Ltd ("Oz Fuel"), Ormond, 2006 - 2007
Education:
- VCE, Bialik College, Hawthorn
- Degree, Monash University, Caulfield
- ...
Work Experience:
- Account Manager/Compliance Officer, MERCER, 2003 - 2013
- Account Manager, MERCER, Denver, CO, 1996 - 2013
- MMC COMPANY Account Executive, MERCER, 2000 - 2003
- ...
Education:
- Education, Dale Carnegie Public Speaking Graduate
- Customer Service & Communication, Xerox Learning Center
Work Experience:
- Chief Compliance Officer, MAI Wealth Advisors LLC, 2005 - Sep 2011
- Chief Operating Officer and Chief Financial Officer of a hedge fund, Verus Investment Management, L.L.C, 2003 - 2005
- Chief Administrative Officer and Chief Compliance Officer, Shaker Investments, L.L.C, 2000 - 2002
- ...
Education:
- Master of Business Administration, University of Notre Dame
- Bachelor of Science in Business Administration, Bowling Green State University
Work Experience:
- Compliance Officer/Internal Auditor, Grant County Deposit Bank, Williamstown, KY, Jan 2012 - Current
- Human Resources Coordinator/Accounts Payable, Akins Excavating Company Inc, Corbin, KY, Jun 2009 - Jan 2012
- Vice President/Loan Officer, Forcht Bank, Corbin, KY, Sep 2006 - Nov 2008
- ...
Education:
- Kentucky Bankers Association Compliance School, Louisville, KY
- Bachelor of Science in Business Administration and Finance, University of the Cumberland's, Williamsburg, KY
Work Experience:
- Finance Director/ Compliance officer, A Chance For Change, Shelby, NC, Jan 2012 - Jul 2012
- Adjunct Instructor, Barber Scotia College, Concord, NC, Aug 2010 - Jan 2012
- Finance Manager, Barber Scotia College, Concord, NC, Aug 2010 - Jan 2012
- ...
Education:
- Loan Officer Career School, Fort Mill, SC
- B.S. in Finance, Liberty University, Lynchburg, VA
Work Experience:
- Government Contract Compliance Officer, Aviall Services, Inc, Dallas, TX, May 2000 - Aug 2009
Education:
- Bachelor of Science in Engineering Technology, Purdue University, Lafayette, IN