Found 258,745 Compliance Officer resume examples
Work Experience:
- Sr. Compliance Officer (Wealth Management), AllianceBernstein, L.P, New York, NY, Apr 2006 - Feb 2012
- Registered Sales Associate, Banc of America Investment Services Inc, New York, NY, May 2005 - Feb 2006
- Client Service Representative, Banc of America Investment Services Inc, New York, NY, Oct 2003 - Dec 2004
- ...
Education:
- Bachelor in Business of Administration, Pace University New, New York, NY
Work Experience:
- BSA Senior Corporate Compliance Officer, BBVA Compass, Houston, TX, Sep 2010 - Current
- BSA Analyst I, BBVA Bancomer SA, Houston, TX, Jan 2008 - Sep 2010
- Private Banking Officer, Mercantil Commercebank N. A, Houston, TX, Dec 2006 - Jan 2008
Education:
- Diploma, Pasadena High School, Pasadena, TX
- Finance, University of Houston, Houston, TX
Work Experience:
- Risk Management-Corporate Compliance Officer, Optimization Consulting Incorporated, Jun 2009 - Current
- Corporate Compliance/Risk Management, Optimization Consulting Incorporated, Lanham, MD, Dec 2008 - Current
- Proposal Development Manager, Optimization Consulting Incorporated, Dec 2008 - Jun 2009
- ...
Education:
- Bachelor of Arts in English, University of Illinois, Champaign, IL
- Masters of Business Administration in Corporate Compliance/Healthcare Administration, Argosy University
Work Experience:
- Corporate Administrator & Compliance Officer/Trader/Real Estate Associate, Barrington Management Group Inc, Hollywood, FL
- Business Development, Oceans Casino, Palm Beach, FL, May 2008 - Apr 2009
- Commodities Futures Broker, First Choice Futures & Options, Miami, FL, May 2007 - Sep 2007
- ...
Education:
- B.S. in Marketing, Long Island University, NY
Work Experience:
- Operations and Compliance, Trans Life Ambulance, Van Nuys, CA, 2009 - Current
- Director of Operations - Chief Compliance Officer, FIRSTMED Ambulance Services, Inc, North Hollywood, CA, 2008 - 2009
- Account Services / HIPAA Compliance Specialist, General Home Pharmacy, Westlake Village, CA, 2005 - 2008
- ...
Education:
- Masters in Management, Kaplan University, Fort Lauderdale, FL
- BS in Business Management, Kaplan University, Fort Lauderdale, FL
- ...
Work Experience:
- HUMAN RESOURCES DIRECTOR AND COMPLIANCE OFFICER, ACDP, Apr 2010 - Current
- HUMAN RESOURCES CONSULTANT, Seyfarth Shaw LLP, Mar 2008 - Jul 2008
- HUMAN RESOURCES MANAGER, Human Rights Watch, Mar 2001 - Mar 2007
- ...
Education:
- Graduate Certificate in Human Resources Management, NYU, School of Continuing and Professional Studis
- B.S. in Organizational Communications, SUNY New Paltz
- ...
Work Experience:
- Contract Compliance Officer/Utilization Manager, The Transition House Inc, Saint Cloud, FL, 2012 - 2012
- Certified Medical Assistant/Pediatrics, ABQ Health Partners, Albuquerque, NM, 2010 - 2010
- Certified Medical Assistant, Heywood Pediatrics, Gardner, MA, Jun 2008 - Aug 2009
- ...
Education:
- Bachelor of Science in Human Services, University of Phoenix, Albuquerque, NM
- Certificate in Medical Assisting Program, Mount Wachusett Community College, Gardner, MA
- ...
Work Experience:
- CARF-Consultant (Corporate Compliance Officer), Freeman Services & Consultants, LLC, Oklahoma City, OK, Apr 2011 - Current
- CCO/Job Coach (DRS), Innovative Discoveries, Oklahoma City, OK, Apr 2009 - Oct 2009
- Case Worker II Specialist, Statewide Hotline/DHS, Oklahoma City, OK, Jul 2007 - Dec 2008
- ...
Education:
- Master of Criminal Justice Administration, Oklahoma City University
Work Experience:
- Labor Compliance Officer, Payroll Clerk, ASR Constructors Inc, 2005 - Current
- ROP Child Development Basic Skills Teacher, Rialto Unified School District, 2004 - 2005
- Infant/Toddler Teacher, Rialto Unified School District, 2003 - 2005
- ...
Education:
- BA in Liberal Arts emphasis on child development, Cal Baptist University
Work Experience:
- Lending and Collections Coordinator, MCKESSON EMPLOYEES' FEDERAL CREDIT UNION, San Francisco, CA, Oct 2011 - Current
- Compliance Officer/Call Center Supervisor, SPECTRUM FEDERAL CREDIT UNION, Apr 2006 - Jul 2011
- Member Services Officer/Loan Processor, SPECTRUM FEDERAL CREDIT UNION, Feb 1999 - Apr 2006
- ...
Work Experience:
- Vice President, Senior Compliance Officer & Compliance Counsel, Louis Dreyfus Highbridge Energy LLC, Stamford, CT, Dec 2010 - Feb 2012
- Vice President, Associate General Counsel, The Royal Bank of Scotland plc, Stamford, CT, Jun 2008 - Dec 2010
- Senior Counsel, Calpine Corporation, Houston, TX, May 2007 - Jun 2008
- ...
Education:
- Juris Doctor, Quinnipiac University School of Law, Hamden, CT
- Master of Arts in Marine Affairs and Policy, University of Miami, Coral Gables, FL
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