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Your Name

Compliance Officer

Alsip, IL

your.name@example.com

111-222-3333

www.your-website.com

Summary

Results-oriented finance professional with background in finance operations, compliance, & quality control seeking Business Analyst, Underwriting, and Compliance career advancement opportunities

Work Experience

Compliance Officer - Quality Management

JP Morgan Chase Bank N.A

Jun 2008Jun 2010

  • Credit & Compliance Risk Oversight: policy writing, review, and administration
  • Audit design, administration, and technology support
  • Reporting, database design and administration
  • Capacity planning, employee training and new employee orientation

Business Analyst

Washington Mutual

Aug 2007Jun 2008

  • Loan fulfillment system design development, testing and implementation
  • Managed Business User Acceptance Testing Teams of 20-30 testers
  • System defect research and remedy (Highlight: corrected Debt-to-Income Ratio defects, removing approximately 30-40 manual workarounds for Underwriting Team)

Underwriter

Washington Mutual

Jun 2006Aug 2007

  • Fully trained and seasoned underwriter within the following capacities: prime/ subprime, exception oversight authority, advanced income analysis, concurrent financing, pricing, streamline, agency and expanded approval authority for loan approval limits up to $2,000,000.
  • Top Underwriter: Production & Loan Quality, consecutively from August 2006 – August 2007
  • Team Lead, trainer – Underwriter certification process
  • Awarded “Boldest Employee of the Month” April 2007

Senior Account Manager

Washington Mutual

Aug 2005Jun 2006

  • Supported the 3rd largest producing Sales Production Team in Retail Home Lending
  • Team Lead: Developed pipeline management tools, designated staff trainer (onsite/offsite)
  • Pipeline Management: Averaged 60-80 loan applications monthly

Senior Loan Processor

Flagship Mortgage Corporation

Feb 2004Jul 2005

  • Pipeline Management: Averaged 40-80 loan applications monthly
  • Document collection, review, and broker loan submission
  • Specialized in pre-qualification program selection and loan pricing

Senior Loan Processor

Universal Financial Group, Inc

Jan 2002Feb 2004

  • Pipeline Management: Averaged 60-100 loan applications monthly
  • Facilitated close appraisal and title, attorney, broker and borrower relationships

Education

Business Associates in Accounting

Moraine Valley Community College

2011

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